Shanghai Futures Exchange (hereinafter referred to as  “the Exchange”) has been on continuous efforts in conducting self-regulation, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The self-regulation information in September 2026 is listed as follows:

In the aspect of administration of abnormal trading behaviors, the Exchange has dealt with 30 cases, among which 17 cases were self-trades, 8 cases were frequent order cancellations，1 case was large-volume order cancellations，4 cases were exceeding the intraday position opening volume prescribed by the Exchange. The Exchange has separately notified the relevant clients through the members，suspended 1 client and 4 groups of accounts with actual control relationship from opening new positions on the relevant futures contracts and notified to the market.

In the aspect of identification and cooperative investigation of accounts with actual control relationship, the Exchange has identified 327 groups of 707 clients that exist the actual control relationship and urged 11 groups of 28 clients to cooperate with the investigation of actual control relationship.

The Exchange reminds traders to be in compliance with its rules in trading activities and report accounts with actual control relationship.

The Exchange hereby notifies as the above.