Shanghai Futures Exchange Letter of Authorization for Capital Operators

Updated on 2013-11-08

 Member’s Number

Capital Operators

Senior Manager (One)

Name

 

Post

 

Tel

 

Business OperatorTwo or More

Name

 

Post

 

Tel

 

Name

 

Post

 

Tel

 

 

Name

 

Post

 

Tel

 

Letter of Authorization

              

We hereby appoint         ,         ,         ,        as our capital operators, representing us in transacting on-line capital transfer businesses (limited to the transfer between the member’s designated capital account in the clearing bank and the exchange’s designated clearing account), whose business activities in the futures capital management system will fall within our scope of responsibilities until a written application for change is filed and validated.

This Letter of Authorization takes effect the day it is signed and issued.

 

Signature of Legal Representative:                 Official Seal of the Company:

            

 

                                                 MM/DD/YYYY

Note

It is suggested that the senior manager is taken on by a vice president or a director in chief of the Clearing Department, who will be engaged mainly in allocating the limits of operating authorities, rather than the business operation itself.

For the Clearing Department to Fill in

Acquirer

 

Reviewer

 

Date of Acquirement

MM/DD/YYYY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7?' ??y@?xss=MsoNormal align=left style='text-align:left;mso-pagination:widow-orphan'> 

 

 

 

 

 

 

 

 

Notes:

1. Resumé shall begin as of after graduation from the middle school; and

2. The applicant shall submit one copy of training certification and two photocopies of the ID Card.

 

 

Shanghai Futures Exchange Letter of Authorization for Capital Operators

Updated on 2013-11-08

 Member’s Number

Capital Operators

Senior Manager (One)

Name

 

Post

 

Tel

 

Business OperatorTwo or More

Name

 

Post

 

Tel

 

Name

 

Post

 

Tel

 

 

Name

 

Post

 

Tel

 

Letter of Authorization

              

We hereby appoint         ,         ,         ,        as our capital operators, representing us in transacting on-line capital transfer businesses (limited to the transfer between the member’s designated capital account in the clearing bank and the exchange’s designated clearing account), whose business activities in the futures capital management system will fall within our scope of responsibilities until a written application for change is filed and validated.

This Letter of Authorization takes effect the day it is signed and issued.

 

Signature of Legal Representative:                 Official Seal of the Company:

            

 

                                                 MM/DD/YYYY

Note

It is suggested that the senior manager is taken on by a vice president or a director in chief of the Clearing Department, who will be engaged mainly in allocating the limits of operating authorities, rather than the business operation itself.

For the Clearing Department to Fill in

Acquirer

 

Reviewer

 

Date of Acquirement

MM/DD/YYYY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7?' ??y@?xss=MsoNormal align=left style='text-align:left;mso-pagination:widow-orphan'> 

 

 

 

 

 

 

 

 

Notes:

1. Resumé shall begin as of after graduation from the middle school; and

2. The applicant shall submit one copy of training certification and two photocopies of the ID Card.

 

 

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