Member

Member’s Name

Member No.

Floor Trader’s Name

Floor Trader Certificate No.

AGREE or DISAGREE the floor trader to act as a floor trader with another Member after his/her separation from the Company pursuant to Article 29 of Chapter III of the Detailed Trading Rules of Shanghai Futures Exchange.

 AGREE (       )                 DISAGREE (       )

Sealed by Statutory Representative           Sealed by Company

Date: MM/DD/YYYY

Trading Department

Take back his/her floor trader certificate and disqualify him/her as a floor trader.

             Handled by:

Date: MM/DD/YYYY                        

Remark

Any and all results arising out of the Member’s failure to (timely) return his/her floor trader certificate shall be borne by the Member.