Floor Trader Management

Business Profile

  Futures trading personnel appointed by members to enter trading floor for transaction shall go through procedures regarding registration of floor representative at the Exchange to enhance trading floor management; in case of dismissal and replacement of floor representative by member or if floor representative leaves his or her job at the original member, member involved shall timely go through formalities at the Exchange with respect to dismissal of floor representative.

Procedures Involved

  Business Guideline for Floor Representative Management totally involves two (2) procedures: 1. Procedure for registration of floor representative; 2. Procedure for dismissal of floor representative.

Specific Business

+ Flow Chart for Registration of Floor Representatives

Business Description
Click to view >>
Application and materials
Letter of Authorization by Legal Person on Floor Representative >>
Corresponding Management System
Contact
Ms. Gu  
021-68401417
gu.pingping@shfe.com.cn 
Business Procedures

+ Flow Chart for Dismissal of Floor Representative

Business Description
Click to view >>
Forms and materials
Letter of Authorization by Legal Person on Dismissal of Floor Representatives >>
Corresponding Management System
Contact
Ms. Gu 
021-68401417 gu.pingping@shfe.com.cn 
Business Procedures