Administration of Accounts Involving Actual Control Relationship
Introduction
To regulate accounts involving actual control relationship and to ensure the normal functioning of daily management, this business guideline is made according to the relevant rules of China Securities Regulatory Commission.
Procedures Involved
Reporting, affirmation, confirmation, co-investigation, and grouping of accounts involving actual control relationship as well as speculative positioning and position consolidating, etc.
Business Details
+ Procedures of Daily Management of Accounts Involving Actual Control Relationship
Business Description
Click to view >>Forms and Materials
Reporting Form for Accounts Involving Actual Control Relationship >>
Feedback Form for Affirmation of Reported Accounts Involving Actual Control Relationship >>
Feedback Form for Affirmation of Reported Accounts Involving Actual Control Relationship >>
Feedback Form for Co-investigation of Accounts Involving Actual Control Relationship >>
Compliance Statement and Letter of Commitment >>
Summary Form of Basic Information of Clients >>
Relevant Management Rules
Notice on Reporting Accounts Involving Actual Control Relationship in Provisional Regulatory Rules for Abnormal Transactions of Shanghai Futures Exchange, Notices on Affirmation Standard for Accounts Involving Actual Control Relationship in Futures Markets in Provisional Regulatory Rules for Abnormal Transactions of Shanghai Futures Exchange, and Notices on Speculative Positioning and Position Consolidating of Accounts Involving Actual Control Relationship in Futures Market in Provisional Regulatory Rules for Abnormal Transactions of Shanghai Futures Exchange.Business Contact
Ms. Zhu021-68401451
Mr.Zhang
021-68400439
Business Procedures
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